Counsel – Trading & Regulatory Derivatives and Financial ProductsJoin to apply for the Counsel – Trading & Regulatory Derivatives and Financial Products role at Ameriprise Financial Services, LLCWe are seeking a highly skilled and experienced attorney to join our Legal Department, specializing in trading documentation and U.S. financial regulation. This role will support the firm’s trading activities across derivatives, securities lending, repurchase transactions and financing transactions, including ISDA Master Agreements, MSFTAs, futures, options and related documentation. The ideal candidate will also provide legal guidance on compliance with applicable U.S. regulatory frameworks including Dodd‑Frank, SEC, CFTC, and other relevant rules. The role is located in the U.S., however the team is global with colleagues in Europe and Asia.Key ResponsibilitiesDraft, negotiate, and review trading agreements including ISDA Master Agreements and Credit Support Annexes (CSAs), Master Securities Forward Transaction Agreements (MSFTAs), futures and options clearing agreements, prime brokerage, repurchase agreements (MRAs/GMRAs) and securities lending agreements (GMSLAs), and execution agreements.Coordinate with internal stakeholders (trading, risk, compliance, operations) and external counterparties to ensure timely execution and alignment with firm policies.Ensure trading agreements are compliant with the regulatory and legal framework applicable to a particular client type and jurisdiction.Regulatory AdvisoryAdvise on U.S. regulatory requirements impacting trading activities, including Dodd‑Frank Title VII (swap dealer rules, margin requirements), SEC and CFTC regulations, EMIR, UMR (including initial and variation margin rules) and other cross‑border regulatory frameworks as applicable.Monitor regulatory developments and assess impact on trading documentation and practices within the U.S. and across jurisdictions.Risk & ComplianceSupport onboarding of clients with counterparty banks and ensure sufficient number of counterparties for launch.Review netting and collateral enforceability opinions.Ensure compliance with key regulatory developments in derivatives, repurchase transactions and trading space.Ensure documentation aligns with internal risk policies, regulatory obligations and client‑type specific requirements.Strategic Legal SupportProvide legal input on new product launches and trading strategies.Maintain and update legal templates, playbooks, and negotiation guidelines.Participate in internal training and knowledge‑sharing initiatives.Required QualificationsJuris Doctor (JD) from an accredited law school; active bar membership in good standing.Minimum 5–8 years of experience in a law firm or in‑house legal department at a financial institution.Deep understanding of derivatives and trading documentation, including ISDA, MSFTA, and futures/options agreements/OTC clearing addendums.Strong knowledge of U.S. financial regulatory landscape (SEC, CFTC, Dodd‑Frank).Excellent negotiation, drafting, and communication skills.Ability to manage multiple complex transactions and work collaboratively across teams.Experience with fund structures and cross‑border documentation is a plus.Preferred QualificationsFamiliarity with collateral mechanics, margin rules, and netting provisions.Experience with trading platforms and contract lifecycle management tools.Knowledge of or exposure to regulatory considerations in relation to cross‑border transactions is a plus.About Our CompanyWe’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of 2024. With a team of more than 20,000 people in 20 countries, we advise, manage and protect assets and income of more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer.Base Pay SalaryThe estimated base salary for this role is $108,000 – $186,300 a year. Compensation may vary based on job‑related knowledge, skills, experience, and geographical work location. Most roles are eligible for variable pay in the form of bonus, commissions, and/or long‑term incentives. We also have a comprehensive benefits program.Equal Opportunity EmployerAmeriprise Financial is an equal opportunity employer.Employment InformationFull Time/Part Time: Full timeExempt/Non‑Exempt: ExemptJob Family Group: Legal AffairsLine of Business: GCO General Counsel's Organization
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